Ownership
Profile

Ownership Profile

Shareholder Breakdown

Shareholder Holders Value ($MM) % O/S Shares
Institution 22 8.60 26.22 2,763,340
Mutual Fund 11 0.57 2.58 271,336
Insider 3 0.09 0.15 15,385

Institutional Shareholder Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 17 2.91 12.56 1,323,328
Sellers 8 -1.08 2.69 -283,482
Net 1.83 9.87 1,039,846

Institutional Shareholder Concentration

Value ($MM) % O/S Shares
Total Inst. 8.69 26.37 2,778,725
Top 10 Inst. 8.41 25.39 2,675,889
Top 20 Inst. 8.69 26.37 2,778,423
Top 50 Inst. --

Institutional Shareholder Style

Holders Value ($MM) % Inst Shares Shares
Growth 3 3.15 7.65 806,023
Aggressive Growth -- -- -- --
Core Growth 2 0.96 4.14 436,023
Growth 1 2.19 3.51 370,000
Income
Income Value -- -- -- --
Yield -- --
Index 4 0.66 2.87 302,174
Other 9 2.59 6.21 654,827
Broker Dealer 6 0.05 0.23 24,421
GARP -- --
Hedge Fund 3 2.53 5.98 630,406
Specialty -- --
Value
Core Value 1 -- -- 37
Deep Value -- --

Top Holders: Institutional Investor

Holder Shares Held % O/S Share Change Filing Date
AIGH Capital Management, LLC. 585,656 5.56 585,656 9/30/21
Bard Associates Inc. 433,318 4.11 259,400 9/30/21
Empery Asset Management, L.P. 370,000 3.51 370,000 3/17/21
Bigger Capital Funds, LP 309,006 2.93 243,946 3/17/21
The Vanguard Group, Inc. 227,517 2.16 2,962 9/30/21
Heights Capital Management, Inc. 210,829 2.00 67,129 9/30/21
Renaissance Technologies LLC 177,597 1.69 122,697 9/30/21
Worth Venture Partners, LLC 174,344 1.65 174,344 9/30/21
Kepos Capital LP 143,803 1.36 60,000 9/30/21
Geode Capital Management, L.L.C. 43,819 0.42 6,561 9/30/21
Virtu Americas LLC 22,110 0.21 8,452 9/30/21
Northern Trust Investments, Inc. 16,938 0.16 16,938 9/30/21
Advisory Services Network, LLC 15,700 0.15 1,200 9/30/21
Bigger (Michael) 15,000 0.14 15,000 3/17/21
State Street Global Advisors (US) 13,900 0.13 13,900 9/30/21
Searle & Company 13,750 0.13 -- 9/30/21
Northern Trust Global Investments 2,705 0.03 2,705 9/30/21
J.P. Morgan Securities LLC 1,121 0.01 1,119 9/30/21
UBS Financial Services, Inc. 925 0.01 -972 9/30/21
Erb (John L) 385 -- -2 3/31/21

* Insider values reflect direct beneficial ownership.

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