Investor FAQs

Investor FAQs

Nuwellis (formerly CHF Solutions) is a Delaware incorporated company that trades on NASDAQ under the ticker NUWE (formerly CHFS).

To assist all shareholders of Nuwellis, a list of Frequently Asked Questions are set out below.

Important Notice: The information in this document does not take into account your individual investment objectives, financial situation and needs. The information in this document is of a general nature and is not financial product advice and should not be relied upon as the sole basis for any investment decision. Shareholders should consult their financial, legal or tax adviser before deciding to buy or sell shares in Nuwellis.

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1. When was Nuwellis founded?

Nuwellis (formerly CHF Solutions) began operating its business in November 1999 in Australia.

2. When was Nuwellis incorporated?

Nuwellis was incorporated in Delaware on August 22, 2002.

3. What stock exchange is Nuwellis traded on?

Nuwellis is traded on the NASDAQ under the stock symbol of NUWE.

Nuwellis has been listed on the Nasdaq Capital Market since February 2012, previously branded as CHF Solutions (Nasdaq:CHFS).

Sunshine Heart was previously listed on the Australian Stock Exchange (ASX).  On February 5, 2013, we received conditional approval from the ASX to delist from the official list of the ASX. The official delisting occurred at the close of trading on May 6, 2013.

4. Where is the Company's headquarters?

Nuwellis’ headquarters are located at 12988 Valley View Road, Eden Prairie, Minnesota 55344.

5. What is Nuwellis’ fiscal year?

Nuwellis’ fiscal year begins on January 1 and ends on December 31.

6. When do Nuwellis’ fiscal quarters end?

Fiscal Quarters end on March 31(Q1), June 30 (Q2), September 30 (Q3), and December 31 (Q4).

7. When does Nuwellis announce quarterly earnings?

Nuwellis announces quarterly earnings four times a year, generally early in the months of March, May, August and November.

8. How can I view Nuwellis’ latest financial reports?

Nuwellis’ latest Forms 10-K (annual) and 10-Q (Quarterly) can be found on Nuwellis’ investor relations website as well as on the U.S. Securities and Exchange Commission website. These filings include Nuwellis’ most recent annual and quarterly financial information that has been filed.

9. Who are Nuwellis’ independent accountants?

Baker Tilly Virchow Krause LLP serves as the independent auditor for Nuwellis.

10. Who are Nuwellis’ Corporate Counsel?

Honigman Miller Schwartz and Cohn LLP

11. Does Nuwellis pay a dividend?

Nuwellis has never paid a cash dividend on our common stock. For the foreseeable future, we intend to retain any earnings in our business, and we do not anticipate paying any cash dividends.

12. What is Nuwellis’ Committee on Uniform Securities Identification Procedures (CUSIP) number?

The CUSIP number for Nuwellis’ common stock is 12542Q706

13. How can I get a history of Nuwellis’ closing stock price?

The Nuwellis Investor Relations website contains a closing stock price chart in the section titled Stock Information.

14. How can I buy Nuwellis stock?

Nuwellis stock can be purchased from just about any brokerage firm, including Internet-based and discount brokers.

15. Does Nuwellis have a Dividend Reinvestment Program (DRIP)?

No. Nuwellis does not currently issue dividends on common stock or have a DRIP.

16. When is the stockholder meeting held?

The stockholder meeting is determined by the Board of Directors. Proxy materials and annual reports are available online or mailed at request.

17. If I have questions about my Nuwellis stock certificates, who do I contact?

Please contact our transfer agent, American Stock Transfer & Trust Company (AST). Shareholders can call AST customer service at 1-800-937-5449 for transfers, address changes, or any other questions regarding their Nuwellis stock certificates.

Additionally, shareholders can mail correspondence to AST at the following address:

AST – Operations Center
6201 15th Avenue
Brooklyn, NY 11219

18. How do I contact Nuwellis Investor Relations?

The Corporate and Investor Relations contact information is as follows:


Investor Relations


You can also contact us through our online investor IR Contact Information form.